Securities
Securities Fraud, Private Placements, Rule 144A and Regulation S Offerings, and SEC Quarterly and Annual Reports.
Structured Finance
Asset-Backed Securities (ABS), Mortgage-Backed Securities (MBS), Collateralized Loan Obligations (CLOs), and Asset-Backed Commercial Paper
Legal Malpractice/Ethics Violations
Finance
Asset-Based Lending, Secured Loans, Real Estate Loans, Project Finance Loans and Repurchase (Repo) Agreements
Derivatives
Credit Default Swaps (CDS), Interest Rate Swaps, Currency Swaps, Commodity Swaps and Credit-Linked Notes (CLNs)
Corporate
Joint Ventures, M&A, Licensing Agreements and Annual Meetings
In the event that assignments include investment banking issues (e.g. evaluations and modeling), I have a working relationship with several investment bankers and investment banking firms.
Securities and Derivatives Expert
Specializing in securities fraud, derivatives, structured finance, legal malpractice and secured lending matters